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关于《名古屋议定书》执行情况的第一次国家报告 (NR1)
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last updated: 29 10月 2026
一般信息

01 1月 2017
31 7月 2026
第二部分——执行《议定书》的体制结构
是
ZH
Samoa has designated a National Focal Point for Access and Benefit-Sharing through the Ministry of Natural Resources and Environment (MNRE). The National Focal Point coordinates implementation of the Nagoya Protocol, facilitates liaison with the Secretariat of the Convention on Biological Diversity and oversees reporting obligations, including submissions to the ABS Clearing-House.
EN
是
ZH
The Ministry of Natural Resources and Environment continues to perform the primary administrative functions associated with implementation of ABS measures. Relevant institutions, including the Scientific Research Organisation of Samoa, the Ministry of Agriculture and Fisheries, the Ministry of Revenue, the National University of Samoa and other stakeholders contribute to implementation and regulatory oversight. Formal strengthening of mandates and institutional coordination remains an ongoing priority
EN
是
ZH
是
ZH
否
ZH
Relevant institutions have been identified to undertake checkpoint functions, including MNRE, Customs, SROS and other agencies involved in research, permits and monitoring activities. Work continues to operationalize these functions and improve capacity for monitoring and reporting
EN
关于执行《议定书》的体制结构的补充信息

Implementation has benefited from increasing cooperation among government institutions, communities, research organizations and regional partners. Capacity-building support received through regional and international projects has significantly improved awareness of ABS obligations. Continuing challenges include limited staffing, financial constraints, competing national priorities and the need for specialized technical expertise

EN
第三部分——获取遗传资源的措施(第6条)
关于第6条有关土著人民和地方社区的规定的问题见本报告格式第八部分。
是
ZH
Samoa has continued to strengthen its legislative, administrative and policy framework for implementation of the Nagoya Protocol. During the reporting period, significant progress was made through the development of the proposed Draft EMC Bill (20032025) (1), which contains a dedicated Part on Access and Benefit Sharing of Genetic Resources and Associated Traditional Knowledge. The Bill proposes legal provisions regulating biodiversity prospecting permits, access permits, export of genetic resource specimens, prior informed consent, benefit-sharing, and protection of traditional knowledge associated with genetic resources. The Ministry of Natural Resources and Environment is designated as the Competent National Authority responsible for regulating access and benefit-sharing activities. The proposed legislative framework is complemented by administrative procedures, community consultations, biocultural community protocols and voluntary guidelines developed under the ABS Project.
EN
某种程度上是
ZH
Relevant ABS measures are available through national project materials, but the ABS-CH record requires verification and updating.
EN
是,任何情况下
ZH
Access to genetic resources is governed through administrative procedures administered by MNRE. Where resources occur on customary land, access requires consultation with and participation of customary landowners and local communities, and their prior informed consent is sought through established processes.
EN
如果对问题8的回答是否定的,请跳过问题9至14,继续第四部分。
某种程度上是
ZH
Existing procedures are applied consistently to applicants and seek to ensure transparency, fairness and accountability in access decisions. Further formalization under the proposed Bill would strengthen consistency.
EN
是
ZH
Samoa has developed detailed guidance supporting implementation of prior informed consent requirements through the Guideline on access and use of TK associated with GR. The guidelines require that traditional communities be informed of the nature, scope, purpose, benefits, beneficiaries, potential impacts and intended utilization of traditional knowledge before consent is granted. The guidelines also require that consent be obtained free from coercion, force or manipulation and emphasize the importance of community-level decision-making, appropriate translations and transparency throughout the process
EN
某种程度上是
ZH
The guideline for access to Traditional knowledge and the Bio-cultural Community Protocols highlighted on how the researchers can have access to genetic resources and associated traditional knowledge.
EN
是
ZH
Written approvals, permits and letters of agreement continue to provide evidence of decisions regarding access to genetic resources and associated conditions
EN
是
ZH
Permits and associated documentation continue to be issued through existing administrative procedures.
EN
6
ZH
否
ZH
Relevant permit information has not been published as internationally recognized certificates of compliance in the ABS-CH
EN
是
ZH
Samoa has developed guidance supporting the negotiation of mutually agreed terms between users and providers of genetic resources and associated traditional knowledge. The national guidelines require users and providers to negotiate access conditions and benefit-sharing arrangements in good faith before access is granted. Outcomes of negotiations are to be documented and include provisions relating to access conditions, confidentiality, benefit-sharing, intellectual property, dispute resolution and ongoing participation of knowledge holders.
EN
否
ZH
National model contractual clauses have not yet been formally published in the ABS-CH; further standardization is a continuing need.
EN
补充资料。
Administrative arrangements have enabled the practical implementation of ABS requirements while broader legal frameworks continue to evolve. Major challenges remain in monitoring utilization, ensuring compliance, and improving transparency of benefit-sharing arrangements involving research institutions and external users 
EN
第四部分——公正和公平分享惠益的措施(第5条)
是
ZH
ABS arrangements seek to ensure that benefits arising from utilization of genetic resources are shared fairly and equitably through permit conditions, agreements and administrative procedures.
EN
某种程度上是
ZH
Measures recognize the interests of local communities in genetic resources located on customary lands and facilitate community participation in access processes.
EN
某种程度上是
ZH
The Guideline on access and use of TK associated with GR establishes benefit-sharing as a core principle for utilization of traditional knowledge associated with genetic resources. The guidelines require that both monetary and non-monetary benefits derived from utilization be shared fairly and equitably with indigenous peoples and local communities and that benefit-sharing arrangements be negotiated through mutually agreed terms. The guidelines also encourage recognition, acknowledgement and active participation of communities as partners in research and development initiatives.
EN
补充资料。
Important challenges remain regarding the identification of knowledge holders, the documentation of traditional knowledge while respecting customary practices, and the determination of equitable benefit-sharing arrangements where commercial value is uncertain.

EN
第五部分——关于遵守获取和惠益分享的国内立法或监管 要求(第15条和第16条)和 监测遗传资源的利用的措施(第17条)
某种程度上是
ZH
The proposed Draft EMC Bill (20032025) (1) introduces legal provisions requiring biodiversity prospecting permits, export permits and access authorizations before activities involving genetic resources can occur. Unauthorized bioprospecting and collection of genetic resources are designated offences. The proposed legislation also includes compliance, inspection, monitoring and enforcement provisions intended to ensure that genetic resources utilized within Samoa have been accessed in accordance with applicable requirements.
EN
否
ZH
No specific non-compliance case was documented in the available national information for this reporting period.
EN
否
ZH
No specific case of cooperation with another Party concerning an alleged violation was documented.
EN
某种程度上是
ZH
Measures seek to ensure that access to traditional knowledge associated with genetic resources is based on prior informed consent and participation of relevant knowledge holders.
EN
否
ZH
No specific non-compliance case was documented.
EN
否
ZH
No specific case of cooperation with another Party concerning an alleged violation of TK-related ABS measures was documented.
EN
是,某些情况下
ZH
The proposed legislation provides additional mechanisms for monitoring and regulating biodiversity prospecting activities through permit systems, export authorization requirements and compliance monitoring powers vested in authorized officers. Samoa continues to strengthen institutional arrangements for monitoring access to and utilization of genetic resources and associated traditional knowledge.
EN
否
ZH
某种程度上是
ZH
Samoa encourages the inclusion of reporting and information-sharing provisions in permits, research agreements and letters of agreement governing access to genetic resources. These provisions assist authorities, research institutions and resource providers to monitor implementation of agreed activities and ensure transparency regarding the utilization of genetic resources and associated benefits. Additional work is being undertaken to strengthen guidance and standardize contractual arrangements.
EN
某种程度上是
ZH
Samoa promotes the use of electronic communication, institutional databases, online reporting tools and the ABS Clearing-House to improve information exchange and transparency. Government agencies increasingly utilize digital platforms for permit administration, stakeholder consultations and dissemination of ABS information
EN
补充资料。
Implementation experience has demonstrated the importance of inter-agency cooperation and information sharing among regulatory authorities, research institutions and local communities. Challenges remain in monitoring the utilization of genetic resources once materials leave the country, limited technical capacity for tracking compliance, and resource constraints affecting long-term monitoring arrangements.

EN
第六部分——遵守共同商定条件的措施(第18条)
在填写本节时,鼓励缔约方在国家一级进行协调,以借鉴处理合同法、国际私法的其他机构的专门知识或国内诉诸司法的相关措施(第NP-3/1号决定,第22段)。
某种程度上是
ZH
Samoa encourages inclusion of dispute-resolution provisions in mutually agreed terms. National guidance recommends utilization of alternative dispute resolution mechanisms and recognizes customary dispute-resolution approaches, including Village Fono procedures, where appropriate.
EN
某种程度上是
ZH
National guidelines encourage dispute resolution through mechanisms established under Samoa's legal framework, including the Alternative Dispute Resolution Act. The guidelines further recommend consideration of customary dispute resolution systems and require suspension of access or utilization activities until disputes are resolved where agreement cannot be reached between providers and users.
EN
某种程度上是
ZH
Samoa's legal framework provides mechanisms through which parties may seek access to justice where disputes arise concerning contractual arrangements, permits or compliance obligations.
EN
某种程度上是
ZH
Although no specific measures have been developed exclusively for ABS-related disputes, Samoa recognizes relevant legal mechanisms relating to enforcement of contractual obligations and applicable court decisions.
EN
补充资料。
The limited number of ABS cases has reduced demand for formal dispute-resolution mechanisms. Continued development of standardized contract provisions and awareness among stakeholders would strengthen implementation should future disputes arise.

EN
第七部分——针对特殊考虑的措施(第8条)
是
ZH
Samoa has sought to facilitate research contributing to biodiversity conservation, sustainable use and scientific understanding of genetic resources. Research applications are assessed with consideration given to conservation benefits, capacity-building opportunities and public interest outcomes
EN
某种程度上是
ZH
National emergency response frameworks provide flexibility for urgent action where threats to human, animal or plant health may require access to biological materials. Relevant authorities cooperate to ensure timely decision-making while safeguarding national interests.
EN
是
ZH
In situations involving emergencies, Samoa recognizes the importance of facilitating expeditious access to genetic resources while promoting fair and equitable sharing of benefits consistent with national obligations and public interest considerations
EN
是
ZH
Samoa recognizes the importance of genetic resources for agriculture, food security and climate resilience. These considerations are reflected in policies and programmes implemented through agricultural, fisheries and environmental institutions.
EN
补充资料。
Balancing conservation, food security and research objectives requires ongoing coordination among institutions. Additional technical guidance would support implementation of special considerations under the Protocol.
EN
第八部分——与土著人民和地方社区有关的措施(第6、第7和第12条)
是
ZH
Samoa recognizes indigenous peoples and local communities through its customary governance systems, village institutions and customary land tenure arrangements. Communities play a central role in managing biological resources and associated traditional knowledge. During the reporting period, Samoa supported the development of Biocultural Community Protocols (BCPs) for communities including Aopo and Faleaseela to document community governance structures, customary laws, traditional knowledge, prior informed consent requirements and benefit-sharing expectations.
EN
如果贵国对问题34的回答是否定的,请跳过问题35至41,继续第九部分。
是
ZH
Customary landowners and village governance structures exercise significant authority over access to biological resources found on customary lands. The Aopo and Faleaseela Biocultural Community Protocols establish community expectations that prior informed consent be obtained directly from communities through customary governance structures, including Village Councils, traditional leaders and established consultation procedures.
EN
是
ZH
某种程度上是
ZH
Community consultation and PIC are incorporated through administrative procedures and community protocols, while comprehensive statutory recognition is still being strengthened. The national TK guideline and BCPs provide practical criteria and processes for community participation, PIC and benefit-sharing.
EN
是
ZH
Samoa has developed national Guidelines on Access and Use of Traditional Knowledge Associated with Genetic Resources and supported the development of Bio-cultural Community Protocols for local communities. Together these measures establish practical mechanisms for obtaining prior informed consent, negotiating mutually agreed terms, respecting customary laws, ensuring benefit-sharing and protecting confidential traditional knowledge.
EN
是
ZH
Implementation of ABS measures takes into account customary practices, traditional governance structures and community decision-making processes. Samoa has considered customary laws, protocols and governance systems in ABS implementation. The BCPs developed for Aopo and Faleaseela explicitly document customary decision-making structures, customary laws, community protocols and dispute resolution mechanisms that should be respected by external users.
EN
是
ZH
The national guidelines provide clear information to potential users regarding their obligations when seeking access to traditional knowledge. The guidelines promote transparency, partnership, reciprocity, community participation, collective custodianship, respect for customary governance systems and benefit-sharing obligations under the Nagoya Protocol.
EN
是
ZH
Samoa supported the development of Bio-cultural Community Protocols and complementary national guidelines that empower communities by documenting customary governance systems, protocols, benefit-sharing expectations and community rights over traditional knowledge associated with genetic resources. The Aopo and Faleaseela BCPs were developed through community consultations facilitated by MNRE, MWCSD and project partners to strengthen community understanding of ABS rights and responsibilities.
EN
是
ZH
Samoa recognizes the importance of customary use and exchange of biological resources and associated traditional knowledge. Both community protocols explicitly request that customary uses and exchanges continue to be respected and maintained
EN
补充资料。
The development of community protocols and national traditional knowledge guidelines has proven highly valuable in translating Nagoya Protocol obligations into practical procedures that can be applied by communities, researchers and government agencies. These tools have strengthened understanding of prior informed consent, mutually agreed terms, customary governance and equitable benefit-sharing.

EN
第九部分——对保护和可持续利用的贡献(第9条)及所获惠益
是
ZH
Samoa encourages research partnerships and ABS arrangements that contribute to biodiversity conservation and sustainable use. Community consultations highlighted the importance of directing benefits towards conservation initiatives, sustainable livelihoods, traditional knowledge preservation and ecosystem management. Communities have identified biodiversity conservation as an important responsibility for future generations
EN
是
ZH
Implementation of ABS-related awareness and community engagement activities has increased recognition of biodiversity, traditional knowledge and cultural values associated with genetic resources. Community protocols developed under the ABS Project identify conservation measures including protection of forest habitats, restrictions on bird hunting, sustainable agriculture practices and conservation of culturally important species and ecosystems.
EN
是
ZH
  • 获取费和/或预付款
2000
ZH
ZH
是
ZH
  • 分享信息、研究成果
  • 能力建设、能力发展和/或培训
The primary non-monetary benefits received during the reporting period include:
- Capacity-building and awareness training;
- Community consultations;
- Research collaboration opportunities;
- Documentation of traditional knowledge and customary governance systems;
- Development of Biocultural Community Protocols;
- Improved understanding of ABS obligations and opportunities. 
EN
否
ZH
ZH
No monetary benefits from granting access to TK associated with genetic resources were identified in the available national information 
EN
否
ZH
Non-monetary benefits associated with TK include information sharing, documentation and research collaboration, capacity-building, community consultations and development of BCPs. No monetary benefit was identified 
EN
补充资料。
The principal benefits documented during the reporting period have been non-monetary. Future work should strengthen benefit tracking, monetary valuation, standardized MAT, and community-level recording of benefits and recipients.

EN
第十部分——跨界合作(第11条)
某种程度上是
ZH
Samoa participates in regional scientific and biodiversity cooperation. No specific case was documented during the reporting period in which the same in-situ genetic resource was jointly governed with another Party; regional cooperation provides a basis for future arrangements.
EN
否
ZH
No specific documented case was identified during the reporting period involving shared traditional knowledge associated with genetic resources across Parties. Regional cooperation remains relevant should such cases arise.
EN
补充资料。
Regional cooperation is important for Samoa because genetic resources, ecosystems and knowledge systems can have Pacific-wide dimensions. A priority is to establish clear procedures for cross-border ABS cooperation where shared resources or knowledge are identified.

EN
第十一部分——示范合同条款、行为守则、准则和最佳做法和/或 标准(第19和第20条)
某种程度上是
ZH
Samoa has encouraged stakeholders to develop and utilize mutually agreed terms through awareness activities, development of community protocols and policy discussions undertaken as part of the ABS Project. The Bio-cultural Community Protocols developed by communities provide guidance on negotiation of mutually agreed terms between users and providers of traditional knowledge.
EN
某种程度上是
ZH
Community protocols developed under the ABS Project serve as practical guidance documents regarding community engagement, prior informed consent, benefit-sharing and customary governance procedures. These protocols promote responsible conduct and good practices for access to genetic resources and associated traditional knowledge.
EN
补充资料。

Community protocols have worked well because they translate national and international ABS principles into locally understood procedures. Further work is needed to standardize model clauses, provide Samoan-language materials, and ensure consistent use by researchers and other users.

EN
第十二部分——提高认识和能力(第21和22条)
是
ZH
Samoa undertook substantial awareness-raising activities through the GEF-UNDP ABS Project. Activities included stakeholder consultations, development of communication materials, awareness campaigns and community consultations leading to the establishment of Bio-cultural Community Protocols in communities including Aopo and Faleaseela. The project also developed a Communications, Outreach and Knowledge Management Strategy to improve understanding of ABS issues among government agencies, communities and stakeholders. These initiatives improved understanding among government agencies, local communities, researchers and stakeholders regarding ABS obligations, traditional knowledge protection and benefit-sharing requirements.
EN
是
ZH
Communications, Outreach and Knowledge Management Strategy was developed under the GEF-UNDP ABS Project to strengthen awareness and understanding of genetic resources, traditional knowledge and access and benefit-sharing issues in Samoa.
EN
是
ZH
Capacity-building activities were undertaken through national and community-level consultations, ABS awareness programmes, development of Biocultural Community Protocols and support for institutional strengthening. These activities improved understanding of ABS concepts, prior informed consent, mutually agreed terms and benefit-sharing obligations among government agencies and communities.
EN
  • 受训人数: (328)
  • 讲习班数量和培训次数: (5)
  • 积极的能力建设和能力发展倡议的数量: (5)
The capacity building activities implemented includes the following; - Bio cultural Community Protocols community awareness programs - Technical training for staff on the ABS processes - ABS national promotion acidity as part of the programme for the National Environment Week - National stakeholder workshops on ABS
EN
某种程度上是
ZH
Several consultation and specific training were implemented to build and strengthen the capacities of stakeholders on ABS.
EN
补充资料。
Capacity-building and awareness activities significantly improved stakeholder understanding of ABS principles. Community protocol development proved particularly effective for linking customary governance systems with ABS implementation. Continued investment is needed to strengthen legal, technical and negotiating capacity, particularly regarding mutually agreed terms and benefit-sharing arrangements.

EN
第十三部分——技术转让、协作与合作(第23条)
是
ZH
Samoa has engaged in scientific and technical collaboration through regional and international partnerships involving biodiversity research, natural products research and capacity-building initiatives. The Biodiscovery Partnership Analysis identified existing and potential partnerships involving SROS, USP Pacific Natural Products Research Centre, Maurice Wilkins Centre for Molecular Biodiscovery, NatureBank, NITE Japan and other scientific institutions. Samoa has also supported capacity development in biodiscovery and natural products research through SROS initiatives
EN
补充资料。

Collaboration has expanded access to technical expertise, research networks and capacity-building. Continued attention is needed to ensure that research partnerships incorporate PIC, MAT, benefit-sharing and appropriate recognition of Samoa's genetic resources and associated traditional knowledge.

EN
第十四部分——财政资源(第25条)和资源调动
否
ZH
No evidence was identified that Samoa provided financial resources to another Party specifically for Nagoya Protocol implementation during the reporting period.
EN
是
ZH
Samoa received financial and technical support through the GEF-UNDP Global ABS Project, which supported the development of community protocols, awareness programmes, institutional strengthening and policy development activities related to implementation of the Nagoya Protocol.
EN
  • 从全球环境基金(全环基金)获得
  • 从其他来源获得 (Assistance from the Government of Samoa through staff.)
350000
ZH
是
ZH
Samoa has a mechanism through government budgetary processes, with Ministry of Finance resources disbursed to MNRE in accordance with government rules and procedures. ABS activities have relied on externally funded projects.
EN
是
ZH
Dedicated staff functions exist within MNRE, but ABS responsibilities are combined with broader CBD, biodiversity and national environmental duties. The proposed Draft EMC Bill (20032025) (1) further strengthens institutional arrangements by designating MNRE as the national Competent National Authority for ABS implementation and assigning responsibility for regulating access to genetic resources, benefit-sharing and protection of traditional knowledge. The Bill also establishes broader compliance, monitoring and enforcement powers to support implementation of the Protocol.
EN
3至5人
ZH
Resource mobilization has relied on a combination of government budget allocations and external support, particularly the GEF-UNDP ABS Project. A recurring challenge is limited domestic resources for sustained ABS implementation.

EN
Funds mobilized have supported policy development, community protocols, awareness, capacity-building and institutional strengthening. 
EN
补充资料。
External project financing has been important for establishing ABS foundations. Sustainability requires predictable domestic funding, clearer annual budget lines, dedicated technical capacity and stronger integration of ABS into relevant sector programmes.

EN
第十五部分——与其他国际文书有关的措施(第4条)
是
ZH
Samoa is a Contracting Party to the International Treaty on Plant Genetic Resources for Food and Agriculture (ITPGRFA), a specialized international instrument addressing access and benefit-sharing for plant genetic resources for food and agriculture. Samoa acceded to the Treaty and it entered into force for Samoa on 7 June 2006.
EN
某种程度上是
ZH
Samoa implements the Treaty through the Ministry of Agriculture and Fisheries and related agricultural programmes, including conservation and sustainable use of plant genetic resources and participation in the Treaty system. Further integration between the ITPGRFA and the national Nagoya Protocol ABS framework would strengthen coherence.
EN
第十六部分——任择补充资料
Samoa has made substantial progress towards operationalizing the Nagoya Protocol through:
- Development of the proposed Environmental Management and Conservation Bill 2025 containing dedicated ABS provisions.
- Development of national Guidelines on Access and Use of Traditional Knowledge Associated with Genetic Resources.
- Development of Biocultural Community Protocols for Aopo and Faleaseela communities.
- Strengthening of procedures relating to prior informed consent, mutually agreed terms, benefit-sharing and protection of traditional knowledge.
- Expansion of awareness-raising, capacity-building and stakeholder engagement activities through the GEF-UNDP ABS Project.

These developments provide strong evidence that Samoa has moved beyond administrative implementation and is progressing towards a comprehensive national legal and institutional framework for ABS implementation under the Nagoya Protocol.

EN
The reporting format is comprehensive and provides a useful framework for assessing implementation. For Samoa, future reporting would benefit from clearer guidance on how to report partial implementation, monetary and non-monetary benefits, shared genetic resources/TK, and quantitative capacity-building data. 
EN